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Indicator IV-8
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Foundation Funding
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NOTE TO READERS: Please include the following reference when citing data from this page:
"American Academy of Arts and Sciences, Humanities Indicators, http://HumanitiesIndicators.org".
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See the
Note on the Types of Foundation Grants Analyzed.
Between the early 1980s and 2001, the
Foundation Center, an information provider to the philanthropic community that maintains a comprehensive database on U.S. grant makers, analyzed foundation support of humanities activities using a definition of the humanities that is more narrow in scope than that employed by the Humanities Indicators.
(See Statement of the Scope of the “Humanities” for Purposes of the Humanities Indicators.) In order to more fully capture the extent of foundation commitment to the humanities, the American Academy of Arts and Sciences convened an advisory committee in 2002 to review the Center’s humanities coding practices and to identify additional disciplines for inclusion. The Academy then commissioned the Foundation Center to examine funding trends over the preceding decade using this broadened definition. (See pages 13-14
of the Foundation Center report, Foundation Funding for the Humanities, for the original definition employed by the Center and a description of how it was expanded for this analysis.) The Center analyzed all grants of over $10,000 awarded by approximately 1,000 of the largest U.S. foundations. These grants represented more than half of total grant dollars awarded by independent, corporate, and community foundations in the United States. (See page 3 of Foundation Funding for the Humanities for details of the Center’s sampling base; for an overview of the kinds of foundations studied by the Center and included in this indicator, see also the
Note on the Types of Foundation Grants Analyzed.)
The Foundation Center report estimates that private foundation funding for the humanities totaled approximately $335
million in 2002 (Figure IV-8a; this amount includes grants for humanities-related activities in the social sciences).
Almost half of this funding went for “historical” and “humanities-related museum” activities (24% each).
Historical activities, as defined by the Foundation Center, included historical societies, preservation activities,
memorials, and commemorations. Museum activities excluded those performed by or within arts museums, unless the museum
specialized in ethnic or folk art or the funding went specifically to fund an activity related to a
humanities discipline. (In contrast, the Humanities Indicators Project treats art museums, and thus all activities
that occur within them, as humanities-oriented—for the types of entities treated as humanities organizations for the purposes
of the Indicators, see Indicator IV-9,
Revenues of Not-For-Profit Humanities Organizations,
and the accompanying inventory of humanities organization types.)
Grants for scholarship and programs in history (including archeology) represented the greatest share of funding (15%) going
to a particular discipline.
By contrast, grants for languages and art history activities constituted just 1% per discipline of the total funding, and about 3% of grant
monies went to literature and philosophy each (the latter included a number of programs in applied and medical ethics). What
the Foundation Center classified as “humanities-related arts, culture, and media” activities absorbed approximately 10% of
funding, while support for “humanities-related social science” activities (among which the Foundation Center included ethnic
and gender studies activities) represented 7% of all humanities grant dollars.
Although foundation funding for humanities activities and projects grew substantially between 1992 and 2002, this growth lagged behind total foundation giving (Figure IV-8b). While such overall giving increased approximately 50% between 1992 and 1997, humanities giving grew by 37%, and, while overall giving during the 1997 to 2002 period doubled, the figure for the humanities, 83%, was again smaller. The persistent disparity resulted in a decline over the ten-year period, from 2.5% to 2.1%, in the share of all foundation funding going to the humanities (Figure IV-8c).
Note on the Types of Foundation Grants Analyzed
The Foundation Center’s 2002 study of foundation giving to the humanities focused largely on grants from private
(independent and corporate) foundations. Community foundations were the source of a very small proportion of the grants
examined by the Center. Although both private foundations and community foundations are types of not-for-profit
organizations eligible for tax exemptions under section 501(c)(3) of the federal tax code, they are viewed differently
by the Internal Revenue Service (IRS). Private foundations receive almost all of their income from a narrow group of persons,
such as single individuals, families, or corporations, while community foundations receive funds from a wide variety of
donors and thus are considered by the IRS to be “public charities” (they must also meet the other criteria specified in
section 509(a) of the tax code to be eligible for tax-exempt status).
See Indicator IV-9, Revenues of Not-for-Profit
Humanities Organizations, for information concerning not-for-profit humanities organizations that are classified as
public charities.
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